Regulatory Compliance Manager (Wealth & Trading)
In recognition of our outstanding employee experience, we've been certified as a Great Place to Work. So far, we have 10,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people.
People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.About the roleCompliance is a key team that ensures Revolut’s products and processes meet the regulatory requirements and translate this into the best customer outcomes.
They’ve got an outstanding ability to find solutions and carry out testing in a purely digital environment. Those data-driven experts know that better people and machines are the most effective way of managing conduct risk With our investment products universe expanding, so is our Compliance team.
We're looking for a Wealth & Trading Compliance Manager to lead the implementation of the regulatory framework around derivatives. Be warned, this is a very hands-on role.If you're familiar with EMIR and MiFID II, know what a product manufacturer is, and are excited to work on cutting edge products, we want to hear from you What you’ll be doingAdvising the business on compliance requirements and related controls regarding manufacturer and principal responsibilitiesReading large pieces of regulation and breaking down what needs to be done and how it applies to the business modelLiaising with regulatory bodies on matters ranging from inspections to day to day queriesIdentifying, assessing, monitoring, and reporting on compliance risks in a MiFID II investment firm, including MAR and Personal Account DealingDeveloping and implementing our compliance management system, particularly in relation to delivering compliant customer outcomes, managing the training program, reviewing marketing communications, and analysing complaintsEnsuring scheduled monitoring and reported findings are carried out and followed up onContinuously reviewing the Compliance Monitoring Plan for optimisationWorking with global Regulatory Compliance Managers to ensure that local risk management frameworks and processes are aligned with global onesWhat you'll need2+ years of experience in a compliance role in/with investment firmsStrong knowledge of MiFID II, EMIR, MAR, and other related regulationsAn in-depth understanding of the regulatory requirements applicable to an investment firmThe ability to work under pressure, manage multiple projects at once, and meet tight deadlinesKnowledge of how to conduct regulatory gap analysis, policy creation and implementationExperience in compliance risk management within a consultancy, compliance function, or a regulatorKnowledge and experience in regulatory requirements relating to consumer protectionA willingness and passion to constantly develop and improve your knowledge/skillsNice to haveA Professional Certificate/Diploma in Compliance, and/or a willingness to take exams in the futureA degree in business, finance, or lawBuilding a global financial super app isn’t enough.
Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers.That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.Refer to our Data Privacy Statement for Candidates for details on our data handling practices during your application.